Emergent Mind

Abstract

Participatory budgeting (PB) is a democratic approach to allocating municipal spending that has been adopted in many places in recent years, including in Chicago. Current PB voting resembles a ballot where residents are asked which municipal projects, such as school improvements and road repairs, to fund with a limited budget. In this work, we ask how interactive visualization can benefit PB by conducting a design probe-based interview study (N=13) with policy workers and academics with expertise in PB, urban planning, and civic HCI. Our probe explores how graphical elicitation of voter preferences and a dashboard of voting statistics can be incorporated into a realistic PB tool. Through qualitative analysis, we find that visualization creates opportunities for city government to set expectations about budget constraints while also granting their constituents greater freedom to articulate a wider range of preferences. However, using visualization to provide transparency about PB requires efforts to mitigate potential access barriers and mistrust. We call for more visualization professionals to help build civic capacity by working in and studying political systems.

Dashboard of simulated voting results with a clickable map for comparing wards.

Overview

  • The study explores the role of interactive visualization in participatory budgeting (PB) in Chicago, aiming to improve voter engagement and understanding through graphical elicitation and dashboards.

  • The findings highlight that interactive visualization can enhance transparency and accountability, with real-time voting results and demographic data fostering trust, though careful context must be given to avoid misinterpretation.

  • The paper discusses the potential educational impact of these tools, suggesting they can demystify municipal budgeting and support broader civic engagement and participation.

What Can Interactive Visualization do for Participatory Budgeting in Chicago?

The paper, "What Can Interactive Visualization do for Participatory Budgeting in Chicago?" authored by Alex Kale, Danni Liu, Maria Gabriela Ayala, Harper Schwab, and Andrew McNutt, explores the role of interactive visualization in the participatory budgeting (PB) process within the context of Chicago. Through a design probe-based interview study involving policy workers and academics, the authors investigate how graphical elicitation of voter preferences and dashboards of voting statistics could potentially enhance PB. The discussions and findings from this study provide significant insights into the opportunities and challenges of integrating interactive visualization into civic processes.

Summary of Key Contributions

  1. Graphical Elicitation for PB Voting: The study introduces graphical elicitation techniques to enable voters to articulate their budget preferences through interactive bar charts, providing a more expressive alternative to traditional approval voting methods. These techniques aim to facilitate better understanding and engagement by allowing partial allocations and immediate visual feedback on budget constraints.
  2. Transparency and Accountability: The inclusion of dashboards displaying real-time voting results and demographic participation information is proposed to enhance transparency and voter trust. Participants viewed this approach as beneficial for understanding community priorities and ensuring equitable representation.
  3. Educational Impact: The integration of visualization techniques is suggested to hold educational potential, helping residents understand the complexities of municipal budgeting and the trade-offs involved in funding decisions.
  4. Building Civic Capacity: The paper emphasizes the potential for interactive visualization to engage citizens more deeply in the political process, thereby building civic capacity. This includes facilitating informed deliberation, promoting fairness, and enhancing outreach efforts.

Detailed Insights

Reasoning about Value Trade-offs

Graphical elicitation techniques were found to be promising for helping voters reason about budget trade-offs. The interactive bar charts allowed participants to dynamically allocate funds across various projects, providing immediate visual feedback on the implications of their choices. This method encourages voters to think critically about their preferences in the context of budgetary constraints, potentially leading to more informed decision-making.

However, the study also highlights concerns about the potential for miscalibrated expectations. For instance, the disclosure of project costs can lead to perceptions of bureaucratic waste or corruption if not presented with adequate context. The predict-and-reveal design pattern, where voters adjust their allocations after seeing project costs, aims to address this by educating voters about the realities of municipal spending.

Transparency and Building Trust

The researchers propose that transparency in PB can be significantly enhanced through interactive dashboards displaying voting results and demographic data. While transparency is necessary for building trust, participants expressed concerns about its potential to generate mistrust if demographic imbalances or low turnout are highlighted without context. Therefore, transparency initiatives should be carefully designed to avoid fostering division or strategic manipulation of the vote.

Notably, participants agreed on the necessity of transparency regarding project implementation post-vote. Tracking which projects get funded and their outcomes is essential for accountability, ensuring that the PB process remains credible and trustworthy.

Access to Information and Vote

The paper addresses the potential access barriers associated with online PB tools. While digital interfaces can exclude less tech-savvy or less affluent residents, they also present opportunities for broader engagement when combined with in-person outreach efforts. The usability of these interfaces is crucial; for instance, the drag interactions used for graphical elicitation should be made intuitive and accessible to people with disabilities.

Participants also questioned the graphical literacy required to interpret dashboards effectively. The study suggests that narrative visualization, with guided explanations and fewer cognitive demands, may be more appropriate for presenting PB data to the general public.

Challenges and Opportunities

Interactive visualization can play a role beyond the voting phase in the PB process. During the idea collection and proposal assessment stages, visualization can stimulate deliberation, helping residents to articulate their priorities and explore cost-saving measures collaboratively. This engagement can build awareness and buy-in for the subsequent voting process.

Moreover, the potential for visualization to support educational initiatives is highlighted. Visualization techniques can demystify the budgeting process, empowering residents with the knowledge needed to participate effectively in civic life.

Implications and Future Directions

The findings underscore the importance of viewing PB not merely as a voting mechanism but as a holistic process of civic engagement and empowerment. Visualization professionals can contribute significantly to this process by developing tools that facilitate transparent, inclusive, and informed participation.

Future research should involve participatory design methods to include community members in the development of PB tools, ensuring these tools meet the needs and contexts of all stakeholders. Additionally, controlled experiments are needed to empirically address how different visualization designs influence voter behavior and trust.

In conclusion, the integration of interactive visualization into PB holds promising potential for enhancing democratic participation, transparency, and civic capacity. However, this requires careful design, ethical considerations, and a commitment to addressing the diverse needs of all community members.

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