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Explaining Large Language Models Decisions Using Shapley Values (2404.01332v3)

Published 29 Mar 2024 in cs.CL, cs.AI, and cs.LG

Abstract: The emergence of LLMs has opened up exciting possibilities for simulating human behavior and cognitive processes, with potential applications in various domains, including marketing research and consumer behavior analysis. However, the validity of utilizing LLMs as stand-ins for human subjects remains uncertain due to glaring divergences that suggest fundamentally different underlying processes at play and the sensitivity of LLM responses to prompt variations. This paper presents a novel approach based on Shapley values from cooperative game theory to interpret LLM behavior and quantify the relative contribution of each prompt component to the model's output. Through two applications - a discrete choice experiment and an investigation of cognitive biases - we demonstrate how the Shapley value method can uncover what we term "token noise" effects, a phenomenon where LLM decisions are disproportionately influenced by tokens providing minimal informative content. This phenomenon raises concerns about the robustness and generalizability of insights obtained from LLMs in the context of human behavior simulation. Our model-agnostic approach extends its utility to proprietary LLMs, providing a valuable tool for practitioners and researchers to strategically optimize prompts and mitigate apparent cognitive biases. Our findings underscore the need for a more nuanced understanding of the factors driving LLM responses before relying on them as substitutes for human subjects in survey settings. We emphasize the importance of researchers reporting results conditioned on specific prompt templates and exercising caution when drawing parallels between human behavior and LLMs.

Citations (1)

Summary

  • The paper introduces a Shapley value framework that quantifies token contributions in LLM outputs, providing actionable insights for prompt refinement.
  • The paper employs a model-agnostic method that captures semantic interconnections, effectively highlighting how token noise influences decision outcomes.
  • The paper demonstrates that low-information tokens can disproportionately impact model predictions, questioning LLMs’ reliability in simulating human decisions.

Interpreting LLM Behavior Through Shapley Value Analysis

The paper "Wait, It’s All Token Noise? Always Has Been: Interpreting LLM Behavior Using Shapley Value," authored by Behnam Mohammadi, presents a methodical approach for understanding the behavior of LLMs using Shapley values from cooperative game theory. This research provides a quantitative framework for assessing the relative importance of different tokens within a prompt, thereby illuminating the underlying mechanisms that dictate LLM decision-making processes. In a field where LLMs are increasingly utilized as proxies for human subjects, discerning the factors influencing their outputs is paramount.

One core element of this research lies in the application of Shapley values to quantify token contributions in LLM-generated outcomes. This model-agnostic approach allows for insights into proprietary and closed-source LLMs, such as OpenAI's GPT or Google's Gemini. Unlike traditional explainable AI techniques, the Shapley value analysis accounts for semantic interconnections between prompt components, offering a nuanced perspective on token-level influences without necessitating model internals access.

The methodology is evaluated through two distinct applications drawing from marketing research scenarios: discrete choice experiments and cognitive bias observation. Initial findings highlight that LLMs, despite their capacity, are affected by what the authors term "token noise," where tokens with minimal informational content wield disproportionate influence over model outputs. For instance, in a scenario assessing flight options based on price and duration, the anticipated focus on decisive attributes like cost and time is overshadowed by undue emphasis on low-informative tokens like common nouns or articles. This calls into question the validity and robustness of LLMs in simulating human-like decision-making.

Further, the paper ventures into detecting cognitive biases inherent in LLMs by examining the framing effect. The results reveal LLMs exhibit behavior akin to this cognitive bias, responding variably to positive framing cues. However, the fidelity of these biases is clouded by the pervasive influence of token noise, suggesting that observed biases might not entirely reflect genuine cognitive processing but artifacts of statistical learning and token sensitivity. This raises compelling discussions about the reliability of LLMs in mirroring human cognitive phenomena, inviting cautious interpretation.

Practically, the demonstrated method holds promise for optimizing prompt strategies in varied applications requiring LLMs. By systematically deciphering token contributions, marketers and researchers can refine prompts, diminishing biases and enhancing output reliability. This may involve variations in phrasing that, while semantically equivalent, significantly alter model predictions due to such token noise. The paper thus aids in reconciling the modeling of human-like reasoning in LLMs with their inherent operational constraints.

On a theoretical level, the introduction of Shapley value analysis in the domain of LLM interpretability underscores the demand for advanced methodologies to untangle complex neural networks' reasoning processes. Shapley values provide an insightful lens, akin to statistical confidence intervals, into the weighted significance of tokens, paving the way for more substantiated interpretations of LLM behavior in research. However, it is essential to recognize the non-causal nature of Shapley values, which do not imply direct interventions but offer average marginal effects.

Looking forward, the expansion of this methodology into other domains requiring intricate LLM interpretations would be advantageous. Addressing computational scalability remains a notable challenge, especially with larger models and prompts, suggesting a need for computational optimization. Moreover, integrating complementary techniques alongside Shapley value analysis could afford a broader understanding of linguistic and decision-making phenomena inherent in LLMs, thereby fostering advancements in explainable AI practices.

Overall, Mohammadi’s research provides a significant contribution to the interpretability of LLMs, enhancing our understanding of the mechanics driving their decisions and guiding the strategic deployment of these models across cognitive simulation applications.

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