Reflecting on the Use of the Policy-Process-Product Theory in Empirical Software Engineering

Abstract: The primary theory of software engineering is that an organization's Policies and Processes influence the quality of its Products. We call this the PPP Theory. Although empirical software engineering research has grown common, it is unclear whether researchers are trying to evaluate the PPP Theory. To assess this, we analyzed half (33) of the empirical works published over the last two years in three prominent software engineering conferences. In this sample, 70% focus on policies/processes or products, not both. Only 33% provided measurements relating policy/process and products. We make four recommendations: (1) Use PPP Theory in study design; (2) Study feedback relationships; (3) Diversify the studied feedforward relationships; and (4) Disentangle policy and process. Let us remember that research results are in the context of, and with respect to, the relationship between software products, processes, and policies.